Investment Management Insurance

Volatility of financial markets can expose investment managers to attack when a fund underperforms. Liabilities can also arise from violation of management contracts, mismanagement, failure to supervise and misrepresentation or even wrongful employment practices. The structure and inter-relationship of investment management companies and investment funds creates a myriad of potential claims. Investment managers are likely to owe duties, as both company officers and as professionals, to shareholders, investors, employees and third parties.