Financial Institutions Bonds

Financial Institutions Bonds provide sound coverage for losses of property or assets due to among other things, employee dishonesty, forgery or alteration.  Bonds are provided by experienced underwriters and can be tailored for a wide range of financial institutions.
Features and Benefits Back To Top
  • Financial Institutions include: stock brokers, commodity brokers, stock exchanges, investment bankers, Real Estate Investment Trusts (REIT’s), finance companies, mortgage bankers, commercial banks, savings and loans, agency banks and credit unions
  • Broad coverage for employee dishonesty-related loss
  • Available trading and computer systems fraud enhancements
  • Coverage written on a discovery basis
  • Flexibility to secure additional coverage with varying limits of liability
  • Aggregate limits of up to $25 million
  • Minimum premium in the $2,500 range; minimum deductible of $2,500 available
 

We have assembled a seasoned team of claims professionals who are experienced in managing some of the highest-profile D&O, E&O, employment practices, fiduciary, crime and technology cases in the industry, for entities of all sizes and across most industries-from Fortune 500® companies to not-for-profit organizations; multinational corporations to privately-held enterprises.
 
Our centralized in-house operation, positioned adjacent to our underwriting colleagues, allows us to facilitate prompt case resolution and the best possible claim outcomes. We offer access to some of the nation's leading law firms specializing in the defense of securities, employment practices, fiduciary and technology claims. And in the toughest environment, policyholders can count on our aggressive litigation strategies to defeat even the most formidable plaintiff's attorneys.

To report a claim please contact us:
Tel: 888-602-5246
Fax: 866-227-1750
Mail:
c-Claim for Financial Lines
175 Water Street, 9 Fl.
New York, NY 10038

To follow up on an existing claim:
Tel: 888-602-5246

Download a claim form for submission.

To request loss runs, contact Broker Services at 877-867-3783

Applications and Forms Back To Top

Form 14 - Stockbrokers and Investment Bankers - Application
Form # 14, standard application form for Brokers/Dealers for Financial Institutions Bond insurance.

Form 15 - Finance Companies - Application
Form #15, application form for Financial Institutions Bond Insurance for finance and small loan companies.

Form 24 - Commercial/Savings Banks and Savings & Loans Associations - Application
Form #24, application form for Financial Institutions Bond insurance commercial banks, saving banks and saving and loan associations.

Form 25 - Insurance Companies - Application
Form # 25, application form for Financial Institutions Bond insurance.

Form 14 - Stockbrokers and Investment Bankers - Specimen Policy
Sample policy for Form # 14 - Financial Institutions Bond insurance for Brokers/Dealers for Financial Institutions Bond insurance.

Form 15 - Finance Companies - Specimen Policy
Sample policy for Form #15 - Financial Institutions Bond Insurance for finance and small loan companies.

Form 24 - Commercial/Savings Banks and Savings & Loans Associations - Specimen Policy
Sample policy for Form #24 - Financial Institutions Bond insurance commercial banks, saving banks and saving and loan associations.

Form 25 - Insurance Companies - Specimen Policy
Sample policy for Form # 25 - Financial Institutions Bond insurance.