Investment Management Insurance
Investment Management Insurance offers investment managers and advisers targeted protection against professional liability and management liability claims. This cost-effective coverage is a customizable package that offers four basic coverages specifically designed for investment management clients (including investment advisers, mutual funds, and hedge funds).
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Features and Benefits
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- The following coverages are available: Investment Adviser Professional Liability, Fund Professional and Management Liability, Investment Adviser Management Liability, Distributor Professional Liability and Cost of Corrections
- Entity coverage is provided for advisors, funds and distributors to minimize policy gaps and ensure effective protection
- IMI provides built-in protection for: violation of investment guidelines and/or investment management contract; breach of securities regulations; shareholder class action suits; allegations of lack of due diligence, unintentional misrepresentation, incorrect execution of orders, and suitability; individual insureds that are the subject of a regulatory investigation; and punitive damages, where insurable
- Policies also include: coverage for the management liability exposures of entity investment advisers; final adjudication language; order-of-payment provisions; worldwide protection for any covered claim, including trading exposures; pollution exclusion carve-out for non-indemnifiable loss; broad definition of employee; etc.
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