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Investment Management Insurance for Growth Enterprises

Investment Management Insurance offers investment managers and advisors targeted protection against professional liability and management liability claims. This cost-effective coverage is a customizable package that offers four basic coverages specifically designed for investment management clients (such as investment advisors, mutual funds, distributors and their management).

Features and Benefits Back To Top
  • Basic coverage options include: Investment Advisor Professional Liability and Corporate Reimbursement Insurance, Mutual Fund Professional Liability and Directors & Officers Liability and Corporate Reimbursement Insurance, Directors & Officers Liability and Corporate Reimbursement Insurance, and Distributor Professional Liability and Corporate Reimbursement Insurance
  • Optional coverages are Employment Practices Liability Insurance, Employee Benefit Plan Fiduciary Liability Insurance and Financial Institution Bonds (available through a separate policy)1
  • Available to Investment Management Companies with $500 million or less in assets under management
 
Claims Back To Top

When a claim occurs, our goal mirrors that of our customer: To resolve it as quickly and fairly as possible. To achieve this goal, Small Business draws on the our vast claims handling resources, including experienced claims specialists and the nation's premier defense attorneys, who have expertise managing even the most complex, sensitive claims and litigation.

To report an Investment Management Insurance claim, download our claim reporting form and submit it via one of the following methods:

Mail: c-Claim for Financial Lines 
        175 Water Street, 9th Floor
        New York, NY 10038

Fax: 866-227-1750